An introduction to thermodynamic cycles, and discussing the Carnot cycle.

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In order to introduce the notion of a thermodynamic cycle, consider a series of operations (e.g. expansion/compression of volume - see Figure 1) carried out on the working substance (WS) during which heat is supplied, and after which the WS is returned to its original state.

Figure 1
Figure 1

For example, imagine that initially there is an expansion of volume from V_1 to V_2, corresponding to a work output of W_1. If we are to illustrate such a process on a pressure (P) - volume (V) plot (see Figure 2A), then the work output W_1 will equal the area under curve A (the blue shaded area in Figure 2B).
(For a more detailed discussion on the work done in a reversible process see Reversible Processes )

Figure 2A
Figure 2A
Figure 2B
Figure 2B

Next, consider that we are dealing with a compression of volume which returns the volume of the WS from V_2 back to V_1, as a consequence of a work input of W_2. If we are to plot this change on a PV diagram (see Figure 3A), then the work W_2 will equal the area under curve B (the blue shaded area in Figure 3B).

Figure 3A
Figure 3A
Figure 3B
Figure 3B

When we combine the two processes on a single PV plot, we get a closed loop (see Figure 4A). This closed loop corresponds to a thermodynamic cycle.

Figure 4A
Figure 4A

As the net work output W is given by:

W = W_1 - W_2
(2)

it will thus equal the area of the cycle (the blue shaded area in Figure 4B).

Figure 4B
Figure 4B

Such thermodynamic cycles can also be represented on temperature (T) - entropy (S) diagrams. For example, imagine that initially there is a certain amount of heat supplied (Q_S) to the WS, leading to an increase in entropy. If we are to illustrate such a process on a TS plot (see Figure 5A), then the heat energy supplied Q_S will equal the area under curve A (the blue shaded area in Figure 5B).

Figure 5A
Figure 5A
Figure 5B
Figure 5B

Next, consider that there is a certain amount of heat rejected in the WS and in losses (Q_R), reverting the system back to its initial state. By plotting this process on a TS diagram (see Figure 6A), the heat rejected Q_R will equal the area under curve B (the blue shaded area in Figure 6B).

Figure 6A
Figure 6A
Figure 6B
Figure 6B

If we are to illustrate both processes on a single TS plot, then we will get again a closed loop, corresponding to the thermodynamic cycle (see Figure 7A).

Figure 7A
Figure 7A

By denoting the energy of the WS at the start of the cycle with E_i, and the energy of the WS at the end of the cycle with E_f, and by applying the law of conservation of energy, we can write that:

E_i + Q_S = E_f + W + Q_R
(3)

where W is the work output.
(For a more detailed discussion on the law of conservation of energy see First Law of Thermodynamics )

However, as E_i = E_f (the system is reverted back to its initial state), equation (#2) becomes:

Q_S = W + Q_R
(4)

from which:

W = Q_S - Q_R
(5)

Therefore, when plotting the thermodynamic cycle on a TS diagram (as in Figure 7A), the work output will again equal the area of the cycle (the blue shaded area in Figure 7B).

Figure 7B
Figure 7B

It is important to note that although the work done can be calculated from the area of the thermodynamic cycle for both a PV and a TS plot, the results obtained are expressed in different units. For example, if calculating in imperial units, the area of the cycle on the PV diagram gives the work done in ft-lb, while the area of the cycle on the TS diagram gives the work done in BTU.

Carnot Cycle

In order to discuss the Carnot cycle, we first have to introduce the thermal efficiency of a cycle.

The thermal efficiency of a cycle, also denoted by \eta_{th}, is a measure of the ability to convert heat energy into work. Therefore, the thermal efficiency can be defined as:

\eta_{th} = \frac{W}{Q_S}
(6)

where W is the work output, and Q_S the heat energy supplied. Considering the expression of the work done W from (#4), equation (#5) becomes:

\eta_{th} = \frac{Q_S - Q_R}{Q_S}
(7)

from which:

\eta_{th} = 1 - \frac{Q_R}{Q_S}
(8)

The cycle with the highest possible thermal efficiency is the Carnot cycle (diagramed on a PV plot in Figure 8).

Figure 8
Figure 8

This cycle consists of a reversible adiabatic (i.e. isentropic) compression of the WS from temperature T_1 to T_2 (step 1-2), followed by an isothermal heating with expansion (step 2-3), then a reversible adiabatic (isentropic) expansion of the WS from T_2 to T_1 (step 3-4), and ended with an isothermal cooling with compression which reverts the system back to its initial state (step 4-1).

The Carnot cycle can also be represented on a TS diagram (see Figure 9A), and this representation is more useful in calculating the Carnot cycle efficiency.

Figure 9A
Figure 9A

In order to calculate the thermal efficiency of the Carnot cycle, we first have to calculate the Q_S and Q_R terms (see equation #7).

The heat supplied Q_S during step 2-3 of the Carnot cycle can be calculated on a TS diagram as the area under the cycle beneath the T_2 line (the blue shaded area in Figure 9B).

Figure 9B
Figure 9B

The area of this rectangle can also be calculated as:

Q_S = T_2 (S_3 - S_2)
(9)

On the other hand, the heat rejected Q_R during step 4-1 of the Carnot cycle can be calculated on a TS diagram as the area under the cycle beneath the T_1 line (the blue shaded area in Figure 9C).

Figure 9C
Figure 9C

The area of this rectangle is also given by:

Q_R = T_1 (S_4 - S_1)
(10)

Taking into account (#8) and (#9), the thermal efficiency of the Carnot cycle becomes:

\eta_{th} = 1 - \frac{T_1 (S_4 - S_1)}{T_2 (S_3 - S_2)}
(11)

\calc{1-(T_C/T_H)} "Instant calc. Carnot eff. (K)"

However, we can see from Figure 9A that S_1=S_2 and S_3=S_4. Therefore, we obtain the Carnot cycle efficiency as:

\eta_{th} = 1 - \frac{T_1}{T_2}
(12)

or, written in a different form:

\calc{1-( (T_C+459.67)/(T_H+459.67) )} "Instant calc. Carnot eff. (F)"

\eta_{th} = \frac{T_2-T_1}{T_2}
(13)

It should be noted that in equations (#11) and (#12) the temperatures (also identified as T_1=T_C, the temperature of the cold reservoir, and T_2=T_H, the temperature of the hot reservoir) are expressed on an absolute scale, such as the Kelvin scale. On the right side we provide calculators for the Carnot efficiency where you can input the temperatures in degrees Fahrenheit or degrees Celsius as well (the conversions are computed automatically).

\calc{1-( (T_C+273.15)/(T_H+273.15) )} "Instant calc. Carnot eff. (C)"

As previously stated, the thermal efficiency of a Carnot cycle (and in general of any reversible cycle) represents the highest possible thermal efficiency (this statement is also known as Carnot's theorem - for a more detailed discussion see also Second Law of Thermodynamics ). This ultimate thermal efficiency can then be used to compare the efficiencies of other cycles operating between the same two temperatures. Thus, taking into account (#11), the thermal efficiency of any engine (other than a engine with Carnot efficiency) working between the temperatures of T_1 and T_2 is:

\eta_{th} < 1 - \frac{T_1}{T_2}
(14)

From equation (#13) it can be seen that in order to improve the thermal efficiency of an engine, we should basically increase the value of (T_2 - T_1), i.e. increase the temperature difference under which the engine works.

Example 1 [imperial]
Problem

Consider a steam engine for which the steam is supplied at 350^\circ F and condensed at 150^\circ F. If the thermal efficiency of the steam engine is 52\% of the Carnot efficiency, find the heat required (expressed in BTU) to produce a work output of 1 horsepower (HP) for 1 minute.

Workings

We know that the Carnot efficiency of an engine working between temperatures T_1 and T_2 is given by:

\eta_C = \frac{T_2-T_1}{T_2}
(15)

where T_1 and T_2 are absolute temperatures expressed in kelvins (K).

Therefore, in order to calculate the Carnot efficiency of the steam engine from the hypothesis, we first have to convert the temperatures into absolute temperatures. As we have that:

T_1 = 150^\circ F = 338.70 \; K
(16)

and

T_2 = 350^\circ F = 449.82 \; K
(17)

we get the Carnot efficiency of the steam engine:

\eta_C = \frac{449.82 - 338.70}{449.82}
(18)

from which we obtain:

\eta_C = 0.247
(19)

or, expressed as percentage:

\eta_C = 24.7\%
(20)

As the actual efficiency of the steam engine is 52\% of the Carnot efficiency, we can calculate the actual efficiency \eta as:

\eta = \frac{52}{100} \cdot 0.247
(21)

from which we obtain:

\eta = 0.128
(22)

or, expressed as percentage:

\eta = 12.8\%
(23)

We know that the thermal efficiency of an engine is given by:

\eta = \frac{W}{Q_S}
(24)

where W is the work output, and Q_S the heat supplied. Therefore, the heat supplied Q_S in order to produce a work output of W, while working at an efficiency of \eta can be written as:

Q_S = \frac{W}{\eta}
(25)

From the hypothesis we have that the required work output W is 1\;HP for 60\;s. Taking into account that 1\;HP=550\;ft-lb/s, the work W can also be expressed in ft-lb as:

W = 1 \cdot 550 \cdot 60
(26)

from which we obtain:

W = 33000 \; ft-lb
(27)

By using (#13) and (#8) in equation (#11), and also considering that 1\;BTU = 778 \; ft-lb, we get the heat required (expressed in BTU) to produce 1\;HP for 1\; min as:

Q_S = \frac{33000}{0.128\cdot 778}
(28)

from which we obtain:

Solution
Q_S = 331.38 \; BTU
(29)